About ESG Accord  

 

ESG Accord is a technical compliance firm specialising in investment preferences and objectives spanning across the full spectrum of capital.  

 

ESG Accord offers a range of services  

  • Free to access suitability compliance framework for the financial advice market via the Accord Initiative. Critically from a regulatory perspective, the framework is for all clients and all funds 
  • Consultancy services for advice firms, networks and fund managers etc  
  • Training and proposition development for fund groups, DFMs and tax efficient vehicle providers  
  • Deep-dive independent industry reports for Climate, ESG & Sustainability across MPS and Tax Efficient Vehicles. MultiAsset is currently being developed 

ESG Accord is a member of the FCA Disclosures and Labels Advisory Group, is an active APCC Member (Lee chairs the Sustainable Working Group), sits on the PFS Sustainable Financial Advice Panel and is a member of the UK Sustainable Investment and Finance Association. Lee is part of the FCA's industry-led SDR working group for financial advisers. 

 

Elly Dowding, Co-Founder, Director:



 

Elly holds the CFA UK Certificate for Climate & Investing, the CFA UK Certificate for ESG in Investing, CFA UK Certificate in Impact Investing and is a Pensions Transfer Specialist.  

She has had a long career in financial services spanning a number of independent compliance roles including S.166, technical investigation, pre & post sale Defined Benefit File Reviews, DB report writing and standard file reviews. As well as technical sales roles such as looking after key national pensions and investments accounts as a Wealth Development Manager in the City, a Sales Manager for a team of Pensions and Investments BDMs and a telephone based Pensions and Investments BDM. 

 

In 2024 Elly received Highly Commended Professional Adviser Women in Financial Advice Awards - Adviser Support Services (small/medium firms).  In 2022, Elly won Professional Adviser Woman of the Year - ESG.  

 

Away from ESG Accord, Elly practices yoga and meditation and loves exploring the sea and beaches with her two children.  

 

Elly comments: “Financial services play a key role in the transition to a more sustainable world, which is why we are committed to supporting advisers help their clients make informed choices for investment preferences across the spectrum of capital part of every advised clients’ financial advice journey. We aim to ensure the Accord Initiative delivers best practice compliance and advice solutions to support financial advisers, their clients and broader market participants”. 




 

Lee Coates OBE, Co-Founder, Director:



 

In 1989 Lee co-founded Ethical Investors, a financial planning business dedicated to advice on ethical, responsible, sustainable and ESG investment, After nearly 32 years running the IFA business, with the latter years as Head of Compliance, Lee retired from Ethical Investors in 2021. Whilst advising, Lee was an Associate of the Chartered Institute and for a number of years was Certified to ISO22222.  

 

In 1998 Lee co-founded Ethical Screening, a client-centred ethical, sustainable and ESG research company proving services to Fund Managers, DFMs and charities. Ethical Screening provides one of the most comprehensive on-line Ethical/Responsible/ESG Fund Databases for financial advisers and DFMs.  

 

In 2011 Lee was awarded an OBE for ‘services to ethical business and finance’.  

 

Away from ESG Accord, Lee is a keen Gardner, photographer, drummer and home studio recording enthusiast.  

 

Lee comments: ’With the Consumer Duty and new anti-greenwashing regulations now looming on the horizon, and with fund labels to follow, there is an urgency for both advisers and fund managers to prepare for the changes that are coming. At ESG Accord we are ready to support the industry.”  


Visit the ESG Accord web site HERE.